Recent Transactions

At B. Riley and Co., we offer unparalleled value, proprietary research, and creative banking solutions to our clients.

Recent Transactions

Recent Transactions

Recent Transactions

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May, 2018
$100,000,000
NASDAQ: RILY
Lead Left Bookrunner in Bond Offering
April, 2018
$60,000,000
NASDAQ: ECC
Passive Bookrunner in Notes Offering
April, 2018
$50,000,000
NASDAQ: OFS
Lead Manager in Bond Offering
Co-Manager in Preferred Stock Offering
September, 2017
$132,969,000
Co-Manager in Follow-On Offering
August, 2017
$75,000,000
Co-Manager Preferred Stock Offering
August, 2017
$85,000,000
Co-Manager in Preferred Stock Offering
July, 2017
$143,750,000
Co-Manager Preferred Stock Offering
July, 2017
$23,598,000
Co-Manager in Follow-On Offering
July, 2017
$516,280,000
$516,280,000
June, 2017
$31,500,000
Co-Manager in Follow-On Offering
June, 2017
$88,550,000
Co-Manager in Follow-On Offering
May, 2017
$89,700,000
Co-Manager in Follow-On Offering
April, 2017
$104,241,000
Co-Manager in Follow-On Offering
March, 2017
$313,950,000
Lead Manager in Follow-On Offering
March, 2017
$73,500,000
Co-Manager in Preferred Stock Offering
March, 2017
$69,863,000
Co-Manager in Follow-On Offering
March, 2017
$39,875,000
Joint Bookrunner in Convertible Preferred
February, 2017
$87,750,000
Joint Bookrunner in Initial Public Offering
January, 2017
$848,190,000
Co-Manager Follow-On Offering
January, 2017
$1,540,000,000
Co-Manager in Initial Public Offering
January, 2017
$52,600,000
Follow-On Offering Co-Manager
January, 2017
$71,300,000
Lead Manager Follow-On Offering
December, 2017
$25,000,000
Sole Agent in the Common Stock At-the-Market Offering
December, 2017
$100,000,000
Joint Agent in the Common Stock At-the-Market Offering
August, 2017
$50,000,000
Joint Agent in the Common Stock At-the-Market Offering
August, 2017
$500,000,000
Lead Agent in the Class A Common Stock At-the-Market Offering
August, 2017
$150,000,000
Lead Agent in the Common Stock At-the-Market Offering
June, 2017
$100,000,000
Sole Agent in 6.125% Series C At-the-Market Offering
April, 2017
$50,000,000
Joint Agent in the Common Stock At-the-Market Offering
March, 2017
$50,000,000
Sole Agent in 7.90% Series B At-the-Market Offering
February, 2017
$300,000,000
Joint Agent in the Common Stock At-the-Market Offering
September, 2017
$301,000,000
Sell-Side Advisor
December, 2017
$275,000,000
Co-Manager in Senior Notes Offering
November, 2017
$300,000,000
Co-Manger in Senior Notes Offering
$28,000,000
Lead Placement Agent in PIPE Offering
July, 2017
$205,000,000
Co-Manager in Follow-On Offering
May, 2017
$121,200,000
Co-Manager in Initial Public Offering
April, 2017
$140,070,000
Joint Bookrunner in Initial Public Offering
April, 2017
$275,000,000
Co-Manager in High Yield Offering
March, 2017
$35,000,000
Joint Bookrunner in Preferred Offering
February, 2017
$149,557,500
Sole Agent in Private Placement
February, 2017
$103,500,000
Co-Manager in Initial Public Offering
January, 2017
$143,750,000
Co-Manager in Follow-On Offering
January, 2017
$150,000,000
Joint Bookrunner in Preferred Offering
January, 2017
$151,513,000
Co-Manager in Follow-On Offering
January, 2017
$770,000,00
Co-Manager in Follow-On Offering
August, 2017
$8,273,000
Sole Agent in At-the-Market Offing
July, 2017
$50,000,000
Sole Agent in At-the-Market Offering
July, 2017
Sole Agent At-the-Market Offering
April, 2017
Sole Agent At-the-Market Offering
April, 2017
$50,000,000
Sole Agent At-the-Market Offering
April, 2017
$75,000,000
Sole Agent in At-the-Market Offering
July, 2017
$276,000,000
Financial Advisor in Acquisition by
December, 2017
$250,000,000
Financial Advisor in Acquisition by
July, 2017
Financial Advisor in Fairness Opinion
December, 2017
$70,000,000
Bookrunning Manager in Notes Offering
Bookrunning Manager in Preferred Notes Offering
September, 2017
$17,830,175
Co-Manager in Notes Offering
August, 2017
$50,000,000
Co-Manager in Notes Offering
June, 2017
$30,734,000
Co-Manager in Follow-On Offering
June, 2017
$51,750,000
Co-Manager in Follow-On Offering
May, 2017
$60,375,000
Bookrunning Manager in Notes Offering
April, 2017
$150,000,000
Co-Manager in Initial Public Offering
March, 2017
$83,390,000
Bookrunner in Follow-On Offering
February, 2017
$136,500,000
Co-Manager in Follow-On Offering
February, 2017
$34,845,000
Lead Bookrunner in Notes Offering
January, 2017
$34,500,000
Lead Bookrunner in Notes Offering
October, 2017
$27,295,181
Joint Agent in the Common Stock At-the-Market Offering
August, 2017
$50,000,000
Sole Agent in 7.75% Series B At-the-Market Offering
August, 2017
$150,000,000
Lead Agent in the Common Stock At-the-Market Offering
June, 2017
$39,625,000
Sole Agent in the Senior Notes due 2017 and 2021 At-the-Market Offering
May, 2017
$50,000,000
Lead Agent in the Common Stock At-the-Market Offering
June, 2017
$50,000,000
Sole Agent in the Common Stock At-the-Market Offering
June, 2017
1,000,000 Shares
Sole Agent in 7.75% Series B At-the-Market Offering
February, 2017
6,000 Shares
Joint Agent in the Common Stock At-the-Market Offering
May, 2017
$925,000,000
Sell-Side Advisor
July, 2017
$55,000,000
Co-Manager in Follow-On Offering
June, 2018
$150,000,000
Co-Manager in Preferred Equity
January, 2017
$50,000,000
Sole Arranger in Senior Secured Credit Facility
October, 2017
$50,000,000
$50,000,000
February, 2017
$80,000,000
Lead Agent in the Common Stock At-the-Market Offering
April, 2017
$54,000,000
Buy-Side Advisor
November, 2017
$150,000,000
Sell-Side Advisor
April, 2017
$106,000,000
Buy-Side Advisor
April, 2017
$260,000,000
Buy-Side Advisor
December, 2017
$300,000,000
Co-Manager in Senior Notes
November, 2017
$225,000,000
Sole Agent in Private Placement
October, 2017
$150,000,000
Preferred Equity Co-Manager
October, 2017
$80,000,000
Senior Notes Joint Lead Manager
May, 2017
$430,500,000
Co-Manager in Common Stock Follow-On
February, 2017
$575,000,000
Co-Manager in Common Stock Follow-On
January, 2017
$575,000,000
Co-Manager in Initial Public Offering
November, 2017
$700,00,000
Co-Manager in Common Stock Offering
October, 2017
$8,000,000
Financial Advisor in Common Stock and Warrants Offering
October, 2017
$18,000,000
Co-Manager in Common Stock Offering
May, 2017
$35,000,000
Co-Manager in Common Stock Offering
April, 2017
$47,250,000
Join Bookrunner in Common Stock Offering
December, 2017
$7,000,000
Sole Agent in the Common Stock At-the-Market Issuance
November, 2017
$100,000,000
Sole Agent in the Common Stock At-the-Market Issuance
November, 2017
$25,000,000
Sole Agent in the Common Stock At-the-Market Issuance
October, 2017
$13,648,000
Joint Agent in the Common Stock At-the-Market Issuance
September, 2017
$3,669,043
Sole Agent in the Common Stock At-the-Market Issuance
August, 2017
$4,800,000
Sole Agent in the Common Stock At-the-Market Issuance
August, 2017
$10,700,000
Sole Agent in the Common Stock At-the-Market Issuance
August, 2017
$150,000,000
Joint Agent in the Common Stock At-the-Market Issuance
July, 2017
$80,000,000
Lead Agent in the Common Stock At-the-Market Issuance
May, 2017
$300,000,000
Joint Agent in the Common Stock At-the-Market Issuance
May, 2017
$6,000,000
Sole Agent in the Common Stock At-the-Market Issuance
May, 2017
$30,000,000
Sole Agent in the Common Stock At-the-Market Issuance
April, 2017
$25,000,000
Sole Agent in the Common Stock At-the-Market Issuance
April, 2017
$25,000,000
Sole Underwriter in the Common Stock At-the-Market Issuance
March, 2017
$25,000,000
Sole Agent in the Common Stock At-the-Market Issuance
March, 2017
$20,000,000
Sole Agent in the Common Stock At-the-Market Issuance
February, 2017
$20,000,000
Sole Agent in the Common Stock At-the-Market Issuance
February, 2017
$17,500,000
Sole Agent in the Common Stock At-the-Market Issuance
January, 2017
$25,000,000
Sole Agent in the Common Stock At-the-Market Issuance
Provided a fairness opinion related to the acquisition of IT solutions provider business assets of
provided financial advisory services related to FASB 142 goodwill impairment
$125,600,000
buy side advisory & fairness opinion related to the acquisition of China-based Enson Assets from CG Int'l Holdings
December, 2013
OTCQX: TIXC
Provided Financial Advisory Services and Fairness Opinion to the Special Committee
$39,000,000
Nasdaq: EVOL
fairness opinion related to the sale of the Numbering Solutions business to
$20,000,000
financial advisory to the acquisition of a security and public safety system integration business
Nasdaq: SLTC
provided financial advisory services to the company's Board of Directors
NASADAQ: NTSC
Provided Corporate Governance and Financial Advisory Services to the Board of Directors
$27,600,000
OCTCBB: TNFG
provided a fairness opinion related to an acquisition by
Nasdaq: BNHN.A
Provided Financial Advisory Services to the Independent Strategic Committee
provided fairness opinion related to a recapitalization through an exchange of membership units & partnership interests
provided financial advisory services to the Company
Financial Advisor Related to the Corporate Sale of R.W. Smith to TriMark
$70,000,000
NASDAQ: KTOS
Co-Lead Underwriter on Follow-On Public Offering
$47,150,000
NASDAQ: MCFT
Co-Manager Follow-On Offering Common Stock
Exclusive Financial Advisor Related to its Divestiture of its Syntech de Baja California Division to
NASDAQ: ABTL
Exclusive Financial Advisor in connection with the sale of its SFL product to
$453,300,000
NASDAQ: VSAT
Co-Manager on Follow-On Public Offering
$225,000,000
NASDAQ: OSIS
Co-Manager in the Placement of Convertible Debt on behalf of OSI Systems
Financial Advisor in the Senior Refinancing of Gibson Brands
NYSE: WTT
Buy-Side Advisor to WTG in its Acquisition of CommAgility
$125,000,000
NASDAQ: CARB
Co-Manager Senior Convertible Notes
provided fairness opinion to Board of Directors in connection to their merger with
Exclusive Financial Advisor to Gracious Home in its Chapter 11 Bankruptcy Proceeding
$35,000,000
Exclusive Financial Advisor and Placement Agent of Bridge Capital
$52,500,000
NASDAQ: VLRX
Co-Manager on Follow-On Public Offering
$15,300,000
NASDAQ: FNJN
Placement Agent in the Series A-1 Preferred Stock Financing for Finjan Holdings, Inc.
$11,700,000
NASDAQ: EKSO
Lead Placement Agent Registered Direct Offering
$300,000,000
NASDAQ:VSAT
Senior Notes Co-Manager
$10,000,000
Nasdaq: EMKR
Public Offering Common Stock Sole Book-Runner
$46,000,000
NASDAQ: PRGX
Public Offering Common Stock Co-Manager
$47,900,000
NASDAQ:CAMP
Public Offering Common Stock Joint Book-Runner
$83,500,000
NASDAQ:CDZI
Financial Restructuring and Placement Agent
$88,820,000
NASDAQ: RDA
Follow-On Offering American Depositary Shares Co-Manager
$40,000,000
NASDAQ: GFN
Series C Preferred Stock Co-Manager
$93,200,000
NASDAQ: CKEC
Public Offering Co-Manager
$6,900,000
NASDAQ: ARTX
Public Offering Sole Underwriter
$12,400,000
Nasdaq: EMKR
Public Offering Common Stock Sole Underwriter
$13,000,000
NASDAQ: CIDM
Public Offering Class A Common Stock Book-Runner
$379,000,000
NYSE:AMC
Initial Public Offering Class A Common Stock Co-Manager
$34,500,000
NASDAQ: MTSN
$12,500,000
NYSE MKT:WYY
Underwritten Public Offering Sole-Book Runner
$625,000,000
NASDAQ: KTOS
Senior Secured Notes Co-Manager
$16,100,000
NASDAQ:CACH
Public Offering Common Stock Sole Underwriter
$552,000,000
NASDAQ:CSGP
Public Offering Common Stock Co-Manager
$3,286,000
NYSE MKT:API
Public Offering Class A Common Stock Sole Underwriter
$71,760,000
(NASDAQ:MPAA)
Public Offering Common Stock Co-Manager
In its investment by a Group of Investors
In its investment by a Group of Investors
$29,000,000
NASDAQ:SPBC
Public Offering Common Stock Co-Manager
$35,000,000
NASDAQ:FC
Dutch Tender Auction Dealer Manager
$48,400,000
NASDAQ:HDSN
Co-Manager in the Underwritten Public Offering of Common Stock
$20,000,000
NASDAQ:RLH
Joint Book-Running Manager in the Underwritten Public Offering of Common Stock
$40,000,000
NASDAQ:MCFT
Sole Underwriter in Two Secondary Offerings of Common Stock
December, 2016
$11,200,000
NASDAQ:CDZI
Sole Book-Running Manager in the Underwritten Public Offering of Common Stock
May, 2014
$625,000,000
NASDAQ: KTOS
Co-Manager in Senior Secured Notes
$28,200,000
NASDAQ: OOMA
Fully Underwritten Secondary Offering of 3.3MM Shares for Largest Shareholder
June, 2017
$11,340,000
NASDAQ: FNJN
Sole Underwriter and Book-Runner on Follow-On Public Offering
May, 2015
$150,000,000
NASDAQ: CAMP
Co-Manager Senior Convertible Notes
$29,000,000
NASDAQ: SPCB
Co-Manager in Common Stock Public Offering
$45,000,000
Financial Advisor in Acquisition by
$105,500,000
OTCQB: SAEB
Financial Advisor related to its Acquisition by
NASDAQ: WIBC first
October, 2013
NASDAQ: ABTL
Financial Advisor related to its Acquisition of
March, 2015
$400,000,000
Buy-Side Advisor Related to its Acquisition of
July, 2015
Sell-Side Advisor in its Corporate Sale to
April, 2015
$280,000,000
Buyside Advisor to Natel in its Acquisition of
June, 2015
Exclusive Financial Advisor Related to its Acquisition by
Acted as Placement Agent in SBIC Private Placement
February, 2017
$350,000,000
NASDAQ : GSM
Co-Manager Private Debt Placement 144A Private Offering
March, 2014
exclusive financial advisor related to its acquisition by
NYSE: SPA first
Exclusive Financial Advisor in its Merger with
January, 2014
NASDAQ: ABTL
financial advisor related to its acquisition of AutoUSA from
NYSE: AN first
$35,000,000
has been acquired by II-VI Inc.
NASDAQ: IIVI first
$52,900,000
NASDAQ: CAMP
has announced an all cash pending acquisition of Wireless Matrix
Corporate sale of its European business to
has been acquired in an all cash transaction by
NASDAQ: MOLX, MOLXA first
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